Click on the given links to get the chapter wise financial market operations notes
FUNCTIONARIES OF STOCK EXCHANGES
LISTING PROCEDURE AND LEGAL REQUIREMENTS
Money Market: Indian Money Markets Composition, Composition and Structure;
(a) Acceptance houses (b) Discount houses and (c) Call money market; Recent trends in Indian
money market.
Capital Market : Security market– (a) New Issue Market (b) Secondary market; functions and
role of stock exchange listing, procedure and legal requirements Public issue pricing and
marketing, Stock exchange – National Stock Exchange and over the Counter exchangers.
Functionaries on Stock Exchanges:– Brokers, Sub brokers, Market makers, Jobbers, Portfolio
Consultants, Institutional Investors.
SEBI – Introduction, Role, Its powers, Objectives, Scope & Functions.
Investors Protection:– Grievances concerning stock exchange and dealings and their removal;
grievance cell in stock exchange SEBI: Company law Board: Press remedy through courts.Role,
Policy measures relating to Development Financial Institution in India. Products & Services
offered by IFCI, IDBI,IIBI, SIDBI, IDFCL, EXIM, NABARD & ICICI. Meaning and benefits of
mutual funds, Types, SEBI guidelines.
Depositories Act 1996: Definitions, Rights and Obligations of Depositories, Participants Issuers
and Beneficial Owners, Inquiry and Inspections, Penalty.
